Job Opening: Elevate

Job Role: Compliance Associate 

Location: Gurgaon 

PQE: 3+ years

Specifically, the Compliance Associate will:

  • Perform tasks as assigned in accordance with the compliance program, including monthly, quarterly, and “as needed” tasks.
  • Accurately document work performed to support conclusions reached including the identification of root causes for breaches of local law, regulation policy and/or internal control deficiencies.
  • Conduct of email review oversight and target sampling.
  • Manage weekly exception reports production and review.
  • Interact with the customer on daily/periodic basis and reporting on the task as per defined timelines.
  • Assist in the preparation and completion of an annual compliance risk assessment.
  • Report to management both verbally and through written reports in Excel, Word, and PowerPoint by collecting, analyzing, and summarizing information.
  • Escalate potential issues and exception items noted during the review process to management.
  • Maintain and update internal as well as customer documents and compliance logs (e.g. compliance risk and control matrix).
  • Organize and maintain the group’s document depository system.
  • Perform adhoc compliance and legal tasks as assigned by the customer from time to time.


  • 3+ years of relevant experience.
  • Demonstrate a fundamental knowledge of regulatory requirements in the financial services industry.

Skills for Success:

  • Proven ability to work in a client-centric, deadline-driven environment.
  • Strong PC skills, including extensive experience with MS Excel and MS PowerPoint.
  • Ability to interact with the customer independently.
  • Have good transition and project management abilities.
  • Ability to present well on the phone and in virtual conference calls.
  • Learn quickly and adapt to change quickly and understand how to make processes more efficient.
  • Can write clearly and concisely, taking into consideration different audiences and attention spans.
  • Strong analytical, organizational, interpersonal, verbal, and written communication skills.


  • Bachelor’s Degree required.
  • Exposure/Specialization in Compliance, Finance domain.

Apply here

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