JOB: Elevate | Compliance Associate | Gurgaon | PQE: 3+ years

Job Opening: Elevate

Job Role: Compliance Associate

Location: Gurgaon

PQE: 3+ years

Specifically, the Compliance Associate will:

Perform tasks as assigned in accordance with the compliance program, including monthly, quarterly, and “as needed” tasks.
Accurately document work performed to support conclusions reached including the identification of root causes for breaches of local law, regulation policy and/or internal control deficiencies.
Conduct of email review oversight and target sampling.
Manage weekly exception reports production and review.
Interact with the customer on daily/periodic basis and reporting on the task as per defined timelines.
Assist in the preparation and completion of an annual compliance risk assessment.
Report to management both verbally and through written reports in Excel, Word, and PowerPoint by collecting, analyzing, and summarizing information.
Escalate potential issues and exception items noted during the review process to management.
Maintain and update internal as well as customer documents and compliance logs (e.g. compliance risk and control matrix).
Organize and maintain the group’s document depository system.
Perform adhoc compliance and legal tasks as assigned by the customer from time to time.

Experience:

3+ years of relevant experience.
Demonstrate a fundamental knowledge of regulatory requirements in the financial services industry.

Skills for Success:

Proven ability to work in a client-centric, deadline-driven environment.
Strong PC skills, including extensive experience with MS Excel and MS PowerPoint.
Ability to interact with the customer independently.
Have good transition and project management abilities.
Ability to present well on the phone and in virtual conference calls.
Learn quickly and adapt to change quickly and understand how to make processes more efficient.
Can write clearly and concisely, taking into consideration different audiences and attention spans.
Strong analytical, organizational, interpersonal, verbal, and written communication skills.

Qualifictions:

Apply here