Job Opening: Elevate

Job Role: Compliance Analyst

Location: Remote

PQE: 3-6 years

Responsibilities & QualificationsSpecifically, the Compliance Analyst will :

  • May require to handle various compliance programs, including p artner risk due diligence, third party due diligence review, Sarbanes Oxley, conflict of interest, name screening, PEP, and PIP check.
  • Review documentation for customer accounts evaluates high-risk accounts and analyze customer processes and policies.
  • Participate in meetings with the customer from time to time.
  • Support periodic and specific reporting requirements.

Experience :

  • 3-6 years of experience in KYC, due diligence, surveillance, market abuse, or
  • Experience in supporting various compliance programs, including third-party due diligence review, Sarbanes Oxley, conflict of interest, and gifts & entertainment.
  • Experience in managing data and metrics reporting.
  • Experience in legal workflow technology tools.
  • Compliance process improvement experience.

Skills for Success:

  • Strong Know Your Customer, third-party due diligence processing knowledge.
  • Possesses Excel, Outlook, and Smartsheet knowledge.
  • Understanding of Excel pivot tables, VLOOKUP, and conditional formatting.
  • Are detail oriented.
  • Have strong investigation skills.
  • Have a low threshold for risk.
  • Not afraid to ask questions and are determined in finding the answers you need.
  • Possess strong problem-solving skills.
  • Are comfortable in a fast-paced, rapidly changing work environment.
  • Have experience working with Due Diligence programs.
  • Experience creating technical compliance workflows and detailed playbooks.
  • Can identify and implement cost-saving measures.
  • Able to assist in developing and implementing processes to mitigate risks.
  • Able to support new compliance technology implementations.
  • Knowledge of FCPA, UK Bribery Act, and SEC compliance policies.

Apply here

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